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Search Criteria: Begin Date "04-01-2013" End Date "04-30-2013"
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Name of Respondent(s) Date Type of Action File Number
Daniel Leland Chiddister April 02, 2013 Consent Order Of Revocation 1200332
Ronald Robert Covington April 02, 2013 Corrected Notice Of Hearing 1300155
Keith Allen Mills April 03, 2013 Notice Of Hearing 1200342
Rhoads Lucca Capital Management Inc. April 03, 2013 Consent Order Of Dismissal 1200151
The Maddox Group,
Gregory D. Maddox
April 03, 2013 Temporary Order Of Prohibition 0900267
Hakim A. Donadelle April 04, 2013 Fifth Amended Notice 1200359
Jan Ernest Helen April 04, 2013 Consent Order Of Dismissal 1200422
Primesolutions Securities Inc. April 04, 2013 Order To Vacate 1200415
U.S. Biofuels Inc.,
Vista Biofuels,
Brian Sullivan,
James C. Munsen,
Gilbert Rousseau,
James Collins,
John Gray
April 05, 2013 Temporary Order Of Prohibition 1300062
Rodney P. Michel April 09, 2013 Notice Of Hearing 1300177
Prestige Leasing Inc.,
Arthur Friedman,
Leon Bilis,
Boris Weiserman
April 11, 2013 Notice Of Hearing 1300023
Collin Hugh Halliman April 12, 2013 Order Of Dismissal 1200435
Joshua Kulback Simon April 12, 2013 Order Of Dismissal 1200508
Michael Craig Ribich April 12, 2013 Order Of Dismissal 1200433
Timothy Robert Corbett April 12, 2013 Order Of Dismissal 1200457
William Perry Randall April 12, 2013 Order Of Dismissal 1200516
Aaron Earl Haag April 15, 2013 Order Of Dismissal 1200498
James David Dingle April 15, 2013 Order Of Dismissal 1200533
John Daniel Hansen April 15, 2013 Order Of Dismissal 1200461
Kevin Baker April 15, 2013 Order Of Dismissal 1200531
Michael J. Skrabis April 15, 2013 Order Of Dismissal 1200512
L. Kennedy,
D/B/A Luxem Capital,
Lydia Kennedy Rita,
Yung Bae Kim
April 17, 2013 Temporary Order Of Prohibition 1300141
Michael Lee Romero April 19, 2013 Notice Of Hearing 1300187
James L. Kestner Ph D April 22, 2013 Order Of Prohibition 1300166
Rick Lynn Hixon,
Southern Seafood Company L.L.C.
April 23, 2013 Temporary Order Of Prohibition 1200275
Asher Dov Wolmark April 25, 2013 Order Of Revocation 1200438
Diverse Energy Investment Group Inc.,
Caddo Parish Joint Venture #1
April 29, 2013 Order Of Prohibition 1200277
Thomas Hanley,
Robert T. Trumpy,
Clayton Collateral Advisors Inc.
April 30, 2013 Temporary Order Of Prohibition 1100302
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