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Search Criteria: Begin Date "04-01-2008" End Date "04-30-2008"
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Name of Respondent(s) Date Type of Action File Number
Gilbert Alan Cardillo April 01, 2008 Notice Of Hearing 0700115
Imelda Lomibao April 01, 2008 Notice Of Hearing 0800116
Simcoe Financial Services April 02, 2008 Temporary Order Of Prohibition 0600406
Don Lapre,
The Greatest Vitamin In The World
April 03, 2008 Summary Order To Cease And Desist 0600436
Robert Joseph White April 03, 2008 Order Of Prohibition 0700471
Stephen Amella,
Tracy N. Karch,
I.B.P. Funding Unlimited,
D/B/A Club 45
April 03, 2008 Temporary Order Of Prohibition 0500234
Gregory A. Eastman April 04, 2008 Summary Order Of Denial 0700453
Independent Wealth Solutions L.L.C. April 04, 2008 Summary Order To Cease And Desist 0700421
State Wide Lenders April 04, 2008 Temporary Order Of Prohibition 0700493
Carlton Financial Services April 07, 2008 Order Of Prohibition 0600372
Michael W. Brinton April 07, 2008 Consent Order Of Withdrawal 0700275
Independent Wealth Solutions L.L.C. April 08, 2008 Temporary Order Of Prohibition 0800200
Group Partners 2000'S,
Patrick Foster
April 11, 2008 Order Of Prohibition 0600154
Financial Advisors & Associates April 15, 2008 Temporary Order Of Prohibition 0800088
Nusheen R. Javadizadeh April 15, 2008 Notice Of Hearing 0800066
R.J.J. Pasadena Securities Inc. April 15, 2008 Notice Of Hearing 0700564
Harold Carmical Jr.,
A/K/A Harold Carmichal Jr.,
Tennessee Fried Rabbit Inc.
April 16, 2008 Temporary Order Of Prohibition 0700507
Terrence T. Alexander,
Alexander Holdings L.L.C.
April 18, 2008 Notice Of Hearing 0700229
National Foundation Of America April 18, 2008 Order Of Prohibition 0700043
Ultimate Fantasy Football League,
Doug Diershow,
James Degeorge,
Jason Cook
April 18, 2008 Temporary Order Of Prohibition 0700517
Clearwater Solution April 21, 2008 Temporary Order Of Prohibition 0800189
Horizon Technologies L.L.C. April 21, 2008 Summary Order To Cease And Desist 0800216
Savant Capital Management Inc. April 21, 2008 Consent Order Of Fine 0800013
Anthony T. Coniglio April 24, 2008 Consent Order Of Dismissal 0700274
David T. Owen I I I April 24, 2008 Consent Order Of Revocation 0700565
One Financial Securities Ltd. April 24, 2008 Consent Order Of Revocation 0700386
Global Touch Systems Inc.,
John J. Kauffman
April 29, 2008 Order Of Prohibition 0800045
John K. Thurston April 30, 2008 Corrected Notice Of Hearing 0800028
Michael J. Riley April 30, 2008 Order Of Prohibition 0700376
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