Skip Navigation
HomeDepartmentsSecuritiesAdministrative Actions Search

ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "04-01-2007" End Date "04-30-2007"
Return to Search
Name of Respondent(s) Date Type of Action File Number
All Things In Common L.L.C.,
D/B/A More Than Enough L.L.C.,
Roy Fluker,
More Than Enough Wealth Creation Institute L.L.C.,
Frank R. Davis,
Flora Davis,
Grace Edwards,
Mable Wayne,
Robert L. Carroll,
Hayward L. Borders,
Albert Moore
April 02, 2007 Amended Notice Of Hearing 0600537
Newport Lending Group April 02, 2007 Temporary Order Of Prohibition 0700092
David B. Elliott April 04, 2007 Notice Of Hearing 0600655
Derrick Mckinley April 09, 2007 Notice Of Hearing 0300516
John Francis Zelasko April 10, 2007 Consent Order 0300627
Siegfried Investment Fund L.L.C.,
Siegfried Investment Partnership,
Barbarossa Investment Partnership,
George S. Rieg V I
April 10, 2007 Notice Of Hearing 0500061
Matthew R. Nall April 11, 2007 Consent Order Of Withdrawal 0600491
S.K.B. Consulting L.L.C.,
Scott A. Smith
April 11, 2007 Temporary Order Of Prohibition 0700216
Steven A. Bencivenga Jr. April 11, 2007 Consent Order Of Withdrawal 0600573
Paul Howard,
Save Avenue
April 13, 2007 Summary Order To Cease And Desist 0600618
Philadelphia Investors Ltd. April 13, 2007 Summary Order Of Denial 0600440
Siegfried Investment Fund L.L.C.,
Siegfried Investment Partnership,
Barbarossa Investment Partnership,
George S. Rieg V I
April 13, 2007 Consent Order 0500061
The Shemano Group Inc. April 13, 2007 Consent Order Of Censure 0700022
Edwin L. Dunn April 16, 2007 Consent Order Of Withdrawal 0700014
Jerome A. Timmermann April 19, 2007 Notice Of Hearing 0500552
North American Pipeline Corporation,
Patrick R. Beason
April 19, 2007 Order Of Prohibition 0500182
Richard A. Rappaport April 19, 2007 Consent Order Of Dismissal 0400527
Tyrone Bush April 20, 2007 Order Of Prohibition 0500415
U.S.A. Properties Of Illinois Inc.,
Zia Ahmed
April 23, 2007 Notice Of Hearing 0400773
James A. Parrelly April 27, 2007 Notice Of Hearing 0700051
Merrill Lynch Pierce Fenner & Smith Incorporated April 27, 2007 Consent Order 0400672
Shepherd James,
Benhilton Investments Limited,
Alan Frum Ford,
Lonford Limited,
Charles N. Nenville,
Law Consortium Limited
April 27, 2007 Order Of Prohibition 0600634
Wynne Murphy April 27, 2007 Consent Order 0400672
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader