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Search Criteria: Begin Date "04-01-2006" End Date "04-30-2006"
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Name of Respondent(s) Date Type of Action File Number
David Green,
The New Regime Investment Club Inc.
April 03, 2006 Temporary Order Of Prohibition 0500226
Bambi I. Holzer April 05, 2006 Consent Order Of Dismissal 0500342
Michael J. Hovanec April 11, 2006 Order Vacating Summary Order Of Denial 0600061
Russell Palermo April 11, 2006 Notice Of Hearing 0600169
Douglas E. Loner April 14, 2006 Notice Of Hearing 0500675
Roger L. Overby April 14, 2006 Summary Order Of Denial 0600099
Timothy J. Duma April 17, 2006 Notice Of Hearing 0500427
Gary Wayne Hardy,
Hardy Asset Management Company
April 17, 2006 Notice Of Hearing 0500472
Qi Chen,
A/K/A Alex Qi Chen,
A/K/A Alex Chen,
Alexander Financial Services Inc.,
A.T.M. Investors Inc.,
All In 1 Insurance Agency
April 18, 2006 Order Of Prohibition 0400128
Jeffry Schneider April 20, 2006 Summary Order Of Denial 0600150
Gary E. Bidzinski April 25, 2006 Notice Of Hearing 0500445
John F. Helbock April 27, 2006 Notice Of Hearing 0500346
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